DACOM DIGITAL | Ep. 
4

Compliance Champions: Fin Prom Regime

In this episode

Delphine Forma

Policy Lead

Solidus Labs

Carly Lowery

Founder & CEO

Gateway 21

George Simmons

Partner

Simmons & Simmons

In this episode of DACOM Digital, Delphine Forma sits down with George Morris, Partner at Simmons & Simmons, and Carly Lowery, Founder & CEO at Gateway 21, to unpack everything crypto firms need to know about FinProm. From understanding regulatory expectations to the challenges of categorizing customers, we dive into the real-world impact of the regime and how businesses can stay compliant.

What you’ll learn:

✅ The broad scope of FinProm and its impact on crypto firms

✅ The FCA’s evolving stance on financial promotions, self-hosted wallets, and intermediaries

✅ Challenges in categorizing customers and navigating exemptions

✅ The compliance burden vs. business-friendly regulations – is FinProm proportionate?

✅ Future regulatory outlook and the importance of engaging in industry consultations